Forms

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List of documents

23.04.2024	Notification of freedom to provide services (FoS) of a re(insurance) intermediary within the European economic area (EEA) Notification of freedom to provide services (FoS)
23.04.2024	Notification of freedom of establishment (FoE) of a re(insurance) intermediary within the European economic area (EEA) Notification of freedom of establishment (FoE)
15.03.2024	Confirmation form for the brokerage reporting Brokerage Reporting - confirmation from the auditor/chartered accountant
19.08.2022	Form linked to circular letter 22/16 on outsourcing of significant or critical operational activities or functions The Excel form shall be completed electronically and returned to the CAA by e-mail to outsourcing@caa.lu Form on outsourcing of significant or critical operational activities or functions
09.12.2021	Forms to be completed and sent in the context of notifications of freedom to provide services of an insurance untertaking Notification of freedom to provide services General good rules
24.10.2019	Declaration of professional liability insurance cover (French version) Declaration of professional liability insurance cover (English version)
15.05.2019	Declaration of honour (French version) Declaration of honour (English version)
19.03.2019	Request for out-of-court complaint resolution DRER_FR DRER_EN DRER_DE
19.03.2019	Application for registration of a legal person as an ancillary insurance intermediary DI_IATA_PM
12.02.2019	Application for registration of a natural person as an ancillary insurance intermediary FP_5 FP_5 (English version)
12.02.2019	Application for approval or notification of a natural person as an insurance sub-broker FP_4 FP_4 (English version)
12.02.2019	Application for approval or notification of a natural person as a broker or executive of a brokerage firm or as a board member of a brokerage firm FP_3 FP_3 (English version)
12.02.2019	Application for approval or notification of a natural person as an agent, executive or board member of an insurance agency FP_2 FP_2 (English version)
12.02.2019	Notification file or application for approval of a natural person for a function at the level of an insurance group for which the CAA is the group controller FP_1 FP_1 (English version)
12.02.2019	Application for approval or notification of an individual for a position with an undertaking supervised by the CAA other than an insurance or reinsurance intermediary FP_0 FP_0 (English version)