Information notes

List of documents

24.02.2025 Information note 25/2 of the Commissariat aux Assurances relating to the results of the analysis of the questionnaire on "pipeline premiums"

12.02.2025
16.01.2025 Information note 25/1 regarding the entry into force on June 26, 2025 of the law of March 8, 2023 relating to accessibility requirements applicable to products and services

19.12.2024 Information note 24/13 of the Commissariat aux Assurances on the possible organisation of an examination for future insurance agents and sub-brokers in the English language

19.12.2024 2025 CAA reporting schedules and naming conventions for CAA reports

17.12.2024 Information note 24/12 on examination dates for the various categories of insurance intermediaries

10.12.2024 Information note 24/11 on dormant contracts 

10.12.2024 Information note 24/10 from the Commissariat aux Assurances related to intermediation takeovers on life insurance contracts

19.11.2024
20.08.2024
05.08.2024 Aggregated statistical data following Commission Implementing Regulation (EU) 2015/2451 of 2 December 2015 laying down implementing technical standards with regard to the templates and structure of the disclosure of specific information by supervisory authorities

02.07.2024 Information note 24/9 on the study of life insurance undertakings' commitment to sustainability

25.06.2024 Information note 24/8 of the Commissariat aux Assurances on the publication of Regulation (EU) 2024/1620, Regulation (EU) 2024/1624 and Directive (EU) 2024/1640 in the Official Journal of the European Union

21.05.2024 Information note 24/7 on the implementation of article 18 of the law of 22 June 2022 on the management and recovery of seized and confiscated assets

21.05.2024 Information note 24/6 of the Commissariat aux Assurances relating to the analyses of the special reports for the financial year 2022 of the réviseurs d'entreprises agréés (approved statutory auditors) concerning the anti-money laundering and anti-terrorist financing arrangements for life insurance companies

15.05.2024
23.04.2024 Information note 24/5 on the publication of Delegated regulation (EU) 2024/896 of 5 December 2023 amending Directive (EU) 2016/97 of the European Parliament and of the Council as regards the regulatory technical standards adapting the base amounts in euro for professional indemnity insurance and for financial capacity of insurance, reinsurance and ancillary insurance intermediaries

16.04.2024 Information note 24/4 on regulatory issues relating to sustainable finance

23.02.2024
29.01.2024 Information note 24/3 on onsite inspection reports from 2021 and 2022

29.01.2024 Information note 24/2 on examination dates for the various categories of insurance intermediaries

24.01.2024 Information note 24/1 on the meaning of ‘insurance intermediary’ in the context of group insurance contracts

05.12.2023 Information note 23/12 on the production of special Solvency 2 reports

30.11.2023 Information note 23/11 from the Commissariat aux Assurances on the single list of important public functions at national level, at the level of international organisations and at the level of EU institutions and bodies

23.11.2023
21.11.2023 Information note 23/10 of the Commissariat aux Assurances on the procedure for administrative dissolution without liquidation (PDAL)

10.10.2023 Information note 23/9 on monitoring the implementation of scenarios relating to the risks of climate change in the ORSA

10.10.2023 Information note 23/8 on the results of the analysis of the questionnaire on the estimation of the capital requirement for premium and reserve risk in Non-Life and Non-Life-like Health

29.09.2023 Aggregated statistical data following Commission Implementing Regulation (EU) 2015/2451 of 2 December 2015 laying down implementing technical standards as regards the formats and structure for the publication of certain information by supervisory authorities

17.08.2023
18.07.2023 Press release from the Commissariat aux Assurances on the publication of the annual report 2022/2023 and the 2022 key figures 

16.05.2023
27.04.2023 Information note 23/7 of the Commissariat aux Assurances relating to the tool to assist in the collection of quantitative data from the quantitative questionnaire introduced by Circular letter 23/3

27.04.2023 Information note 23/6 from the Commissariat aux Assurances on automatic contractual indexation and tariff increases

21.03.2023 Information note 23/5 of the Commissariat aux Assurances on the results of the qualitative questionnaire on the monitoring of compliance with conduct of business rules by life assurance undertakings

07.03.2023 Information note 23/4 on the results of the ‘Value for Money’ quantitative questionnaire

28.02.2023 Information note 23/3 of the Commissariat aux Assurances on offers of guaranteed returns in excess of the maximum technical interest rate authorised by the CAA

10.02.2023
24.01.2023 Information note 23/2 on the implementation of climate change risk scenarios in ORSA

17.01.2023 Information note 23/1 on examination dates for the various categories of insurance intermediaries

16.12.2022 Information note 22/13 on the recognition of deferred tax assets in SII shareholders' equity

16.12.2022 Information note 22/12 on the preparation of Special Solvency 2 reports

30.11.2022 Information note 22/11 on the situation one year after the floods of 14-15 July 2021

16.11.2022
11.11.2022 Information note 22/10 on the examination for insurance agents and sub-brokers

25.08.2022 Information note 22/9 on regulatory issues relating to sustainable finance

11.08.2022
28.06.2022 Information note 22/8 on the publication by Luxembourg of its first vertical risk assessment on terrorist financing

16.05.2022
26.04.2022 Information note 22/7 of the Commissariat aux Assurances on the implementation of financial restrictive measures and the data required for the ‘Quarterly report on frozen funds"

29.03.2022 Information note 22/6 on the extraordinary meeting of the Follow-up Committee on restrictive financial measures against Russia following the military invasion of Ukraine

10.03.2022 Information note 22/5 on a request for an impact study and enhanced due diligence measures following Russia's military aggression against Ukraine

03.03.2022 Information note 22/4 on the extraordinary meeting of the Systemic Risk Board on 2 March

01.03.2022 Information note 22/3 on the publication by Luxembourg of its first vertical assessment of the money laundering and terrorist financing risks associated with legal persons and legal arrangements

28.01.2022 Information note 22/2 on continuing professional development and training

18.01.2022 Information note 22/1 on examination dates for the various categories of insurance intermediaries

24.11.2021 Information note 21/6 on a FATF webinar on assessing and mitigating proliferation financing risks

19.10.2021 Information note 21/5 on the implementation of restrictive financial measures

06.10.2021
15.09.2021 Information note 21/4 relating to changes in shareholding in insurance and reinsurance brokerage firms

24.03.2021
03.02.2021 Luxembourg finalises first vertical assessment of money laundering and terrorist financing risks associated with virtual asset service providers

01.02.2021 Information note 21/3 of the CAA on examinations for insurance agents for the year 2021

01.02.2021 Information note 21/2 of the CAA on examinations for brokers/sub-brokers for the year 2021

15.01.2021
05.01.2021 Information note 21/1 on the law of 19 December 2020 on the implementation of restrictive measures in financial matters

17.12.2020 Luxembourg updates its national risk assessment of money laundering and terrorist financing

10.11.2020 Information note 20/12 on the concept of administrative staff within the meaning of Article 280, paragraph 1, subparagraph 3, of the amended law of 7 December 2015 on the insurance sector, in the context of an insurance undertaking or an insurance agency

08.04.2020 Information note 20/11 on the impact of Brexit on the application of LC 15/3

02.04.2020 Information note on the extension of the deadlines for submitting national annual and quarterly reports under COVID-19

02.04.2020 Information note on the impact of Brexit on the application of LC 16/9

25.03.2020 Information note of the Commissariat aux Assurances on EIOPA's recommendations on extending the deadlines for submitting Solvency 2 reports in the context of COVID-19

25.02.2020 Information note of the CAA on technical interest rates applicable to reinsurance undertakings

05.11.2019 Aggregated statistical data following Commission Implementing Regulation (EU) 2015/2451 of 2 December 2015 laying down implementing technical standards with regard to the templates and structure of the disclosure of specific information by supervisory authorities

11.06.2019 Information note and request for information on securitisation transactions covered by Regulation (EU) 2017/2402

12.03.2019 Information note of the CAA on the Temporary Permission Regime in the event of a disorderly Brexit

20.02.2019 Information note from the CAA on the 2018 statistical report on Luxembourg branches of foreign undertakings 

20.02.2019 Information note of the CAA on the 2018 annual reporting of direct insurance undertakings authorised in the Grand Duchy of Luxembourg

22.01.2019 Information note of the CAA on the classification of extended warranties under Luxembourg legislation on the insurance sector 

07.01.2019 Luxembourg finalises its first money laundering and terrorist financing risk assessment 

20.12.2018 Measures taken against the brokerage firm SFS EUROPE S.A. 

19.12.2018 Bilateral Agreement between the European Union and the United States of America on prudential measures regarding insurance and reinsurance

23.11.2018 CAA's information note concerning FATF risk-based approach guidance for the Life Insurance Sector

22.10.2018 Information note of the CAA on the modelling of mass lapse risk in the calculation of the SCR

12.07.2018 Information note on reporting requirements under EMIR

28.06.2018 EIOPA Opinion on disclosure of information to customers about the impact of the withdrawal of the United Kingdom from the European Union

22.03.2018
20.02.2018 Information note of the CAA on the 2017 annual reporting of direct insurance undertakings authorised in the Grand Duchy of Luxembourg

20.02.2018 Information note of the CAA on the 2017 statistical report on Luxembourg branches of foreign undertakings

08.02.2018
08.12.2017
23.11.2017 Information note on technical interest rates

10.10.2017 International financial sanctions: 

28.09.2017 Information note of the Commissariat aux assurances on changes in the shareholder structure of direct insurance and reinsurance undertakings

07.04.2017 Information note on the Solvency 2 reporting process

04.11.2016 Information note on the submission of the 1st report on the own risk and solvency assessment ("ORSA")

20.07.2016 Information note of the Commissariat aux Assurances on EIOPA's Preparatory Guidelines on product oversight and gouvernance arrangements by insurance undertakings and insurance distributors 

10.06.2016 FSMA - Suspension of the registration of insurance broker OPTIMA BANQUE SA

04.05.2016 Information note on the refixing of technical rates applicable to reinsurance undertakings

24.02.2016 Q&A following various questions from the sector on reporting to the CAA

24.02.2016 Solvency II Reporting presentation on 24 February 2016 at La Coque

15.10.2015
02.06.2015
21.01.2015
14.01.2015
17.07.2014 Frequently asked questions: Courtage d'assurances

20.05.2014 FSMA - Law of 27 March 1995 on insurance and reinsurance intermediation and on the distribution of insurance

15.05.2014 Application by the Commissariat aux Assurances of the EIOPA Guidelines:
- for the examination of internal models in the pre-application phase
- on the prospective assessment of own risks (based on ORSA principles)
- on the governance system
- on the communication of information to the competent national authorities
- on complaints handling by insurance undertakings

03.03.2014
12.12.2013 Frequently asked questions: The PSA in the reinsurance sector

17.01.2011
20.12.2010
02.04.2010
20.03.2009 Information note of the Commissariat aux Assurances on changes in the shareholding structure of direct insurance undertakings and reinsurance undertakings (MA-Guidelines)

18.02.2009 Information note of the Commissariat aux Assurances on funds affected by the ‘Madoff’ financial scandal

25.06.2002 Information note from the Commissariat aux Assurances relating to the assumption of pension commitments entered into by Swedish employers

30.11.1999

11, rue Robert Stumper,
L-2557 Luxembourg
GD de Luxembourg
(+352) 22 69 11 - 1
caa@caa.lu